Richard Stephen Henry

Employer firm

Lido CRD 269866

$42.5B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 03/2026
  Wells Fargo Investment Institute, Inc.
  Charlotte, NC
• 01/2017 → 01/2019
  Unemployed
  Charlotte, NC
• 04/2012 → 12/2016
  Sauganash Capital Management Llc
  Chicago, IL
• 04/2026 → Present
  Lido Advisors, Llc
  Los Angeles, CA

Previous Registrations

• 2019-04-04 → 2026-03-24
  Wells Fargo Investment Institute, Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

Henry Family Investments, LLC; investment related; Charlotte, NC; holding company; member/ manager; Owner; August 2025; 0 hours of business per month; no duties

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-04

Other Names

• Stephen Henry