Peter G Hart

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2011-06-21
OK	RA	APPROVED	2004-01-02
MD	RA	APPROVED	2003-07-01

FL RA
APPROVED

Since 2011-06-21
OK RA
APPROVED

Since 2004-01-02
MD RA
APPROVED

Since 2003-07-01

Branch Locations

1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Sarasota	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Sarasota	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Sarasota, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Sarasota, FL

Previous Registrations

1990-11-20 → 2003-07-01

Prudential Equity Group, Llc

Bethesda, MD

Other Businesses

RENTAL PROPERTY, INV RELATED, ZEPHERHILLS, FL, 100% OWNERSHIP, START 11/1/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-11-19
S63	Uniform Securities Agent State Law Examination	1983-12-06

S65 Uniform Investment Adviser Law Examination

1992-11-19
S63 Uniform Securities Agent State Law Examination

1983-12-06

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews