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Jack Clifford Harmon

Harmon Financial Advisors

Atlanta, GA

CRD 237271

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Employer firm

Harmon Financial Advisors CRD 126448

Reported services (Item 5G)

  • Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers
Harmon Financial Advisors

400 Perimeter Center Terrace Ne Ste 850, Atlanta, GA 30346 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-07-15
  • GA RA
    APPROVED
    Since 2003-07-15

Branch Locations

400 Perimeter Center Terrace Ne Ste 850, Atlanta, GA 30346 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Atlanta GA 04/1975 Present
Harmon Financial Advisor Atlanta GA 12/1996 Present
Raymond James Financial Services Advisors, Inc Atlanta GA 01/2009 Present
Forum Mangaement Group Inc. Atlanta GA 12/1974 Present
  • 04/1975 → Present
    Raymond James Financial Services, Inc.
    Atlanta, GA
  • 12/1996 → Present
    Harmon Financial Advisor
    Atlanta, GA
  • 01/2009 → Present
    Atlanta, GA
  • 12/1974 → Present
    Forum Mangaement Group Inc.
    Atlanta, GA
Previous Registrations
Other Businesses

1) FORUM MANAGEMENT GROUP INC. - ATLANTA,GA- REAL ESTATE INDEPENDENT CONTRACTOR. STARTED 12/31/1974. .001 HOURS WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED. 2) HARMON FINANCIAL ADVISOR:INVESTMENT RELATED:12/1996-PRESENT:ATLANTA, GA:PROPRIETER/OWNER:INDEPENDENT RIA:40 HRS/MO:20 HRS DURING TRADING: Name of Business: HARMON FINANCIAL ADVISORS Address: Atlanta, GA, 30346, United States -Activity Type: Independent RIA Position/Title: Partner -Investment Related: Yes -Start Date: 12/01/1996 Hours per month devoted to this business: 21-40 - Hours per month devoted to this business during trading hours: 11-20 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-22
S63 Uniform Securities Agent State Law Examination 1980-03-20
  • S65 Uniform Investment Adviser Law Examination
    1997-05-22
  • S63 Uniform Securities Agent State Law Examination
    1980-03-20

View on SEC IAPD

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