James Michael Hard

Current Employers

Sara-Bay Financial Corp.

2201 Cantu Court Suite 102, Sarasota, FL 34232 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-02

FL RA
APPROVED

Since 2025-01-02

Branch Locations

2201 Cantu Court Suite 102, Sarasota, FL 34232 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sara-Bay Financial Corp.	Sarasota	FL	10/1993	Present

10/1993 → Present

Sara-Bay Financial Corp.

Sarasota, FL

Previous Registrations

1998-03-18 → 2019-12-31

Sara-Bay Financial Corp.

Sarasota, FL
1998-03-18 → 2016-12-31

Sara-Bay Financial Corp.

Sarasota, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-01
S63	Uniform Securities Agent State Law Examination	1983-05-18

S65 Uniform Investment Adviser Law Examination

2005-12-01
S63 Uniform Securities Agent State Law Examination

1983-05-18

View on SEC IAPD

Current Employers

Sara-Bay Financial Corp.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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