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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-25
GA RA APPROVED 2023-11-15
TX RA APPROVED_RES 2023-11-13
  • TN RA
    APPROVED
    Since 2024-07-25
  • GA RA
    APPROVED
    Since 2023-11-15
  • TX RA
    APPROVED_RES
    Since 2023-11-13

Branch Locations

411 Bridge St, Franklin, TN 37064 • United States

Sandy Springs, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hansen Financial Services, Inc. Sandy Springs GA 01/1991 Present
Raymond James Financial Services, Inc. Nashville TN 05/2016 11/2023
Raymond James Financial Services Advisors, Inc. Nashville TN 06/2016 11/2023
Lpl Financial Llc Sandy Springs GA 11/2023 Present
Previous Registrations
  • 2016-06-30 → 2023-11-15
    Little Rock, AR
    Little Rock, AR
    Sandy Springs, GA
    Franklin, TN
    Franklin, TN
    Nashville, TN
  • 2010-03-31 → 2016-06-07
    Securities America Advisors, Inc.
    Little Rock, AR
Other Businesses

1) 11/10/2023 - Hansen Financial Services, Inc. - Non-Variable Insurance- Agent selling Life, Fixed Annuities - Inv. Related- Sandy Springs, GA - start date 1/1/1990 - 20hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-24
S63 Uniform Securities Agent State Law Examination 1979-11-06
  • S66 Uniform Combined State Law Examination
    2010-03-24
  • S63 Uniform Securities Agent State Law Examination
    1979-11-06
Other Names
  • Steve Hansen

View on SEC IAPD

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