Allan Gene Hancock

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1969 → 12/2016
  Princor Financial Services Corporation
  Altoona, PA
• 06/1998 → Present
  Hancock Capital Management, Inc.
  Altoona, PA
• 04/2014 → Present
  The Hancock Group Inc
  Ocala, FL
• 08/2016 → Present
  Hancock Associates Inc
  Ocala, FL
• 01/2017 → 07/2025
  Cadaret, Grant & Co., Inc.
  Ocala, FL
• 07/2025 → Present
  Lpl Financial Llc
  Ocala, FL

Previous Registrations

• 1998-06-01 → 2026-04-01
  Hancock Capital Management, Inc.
  Altoona, PA

Other Businesses

1. 07/2025 - Allan Hancock Agency Inc. - Non-Variable Insurance - Altoona, PA - INV REL - Start Date 04/01/1992 - 10hrs/mth | 10hrs during trading 2. 07/2025 - Hancock Associates, Inc. - Non-Variable Insurance - Altoona, PA - INV REL - Start Date 11/01/1983 - 5hrs/mth | 5hrs during trading 3. 07/2025 - The Hancock Group, Inc. - DBA for LPL Business (entity for LPL business) - Altoona, PA - INV REL - Start Date 09/08/1998 - 1hrs/mth | 1hrs during trading 4. 07/2025 - Allan G. Hancock - Real Estate Rental - Altoona, PA - INV REL - Start Date 11/01/1993 - 1hrs/mth | 1hrs during trading 5. 07/2025 - The Argyle Group, Inc. - Non-Variable Insurance - Altoona, PA - INV REL - Start Date 06/01/1998 - 1hrs/mth | 1hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-24
• S63 Uniform Securities Agent State Law Examination
  1996-02-15

Designations

• Chartered Financial Consultant