Roy Francis Halvorsen

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1964 → Present
  Massachusetts Mutual Life Insurance Company
  Edgewater, NJ
• 09/1982 → Present
  Mml Investors Services, Llc
  Edgewater, NJ

Other Businesses

1)name:Roy F Halvorsen, inv rel:Y Addr:1225 River Rd 6D Edgewater NJ 07020 nature:Real Estate, position:owner start:Nov. 2011, no hr/mo:1 no hr/mo dur trading:0. 2)Roy F Halvorsen, Inv rel:Y addr:1225 River Raod 6D Edgewater NJ 07020 nature:life insurance, health, group life, group health, position:sales, Start:7/1/1965 no hr/mo:20 no hr/mo dur trading:0. 3)Name:Amineco SA/USA, inv rel:Y addr:Balcrce 472 Salta Argentina CP4400 nature:company that performs Geophysical Surveys of lithium drilling out of county , position:part owner, start:4/1/2018, no hr/mo:1 no hr/mo dur trading:0. 4)Ritsuko Fujita Halvorsen, owner, inv rel:y Addr:Rau Castro Alves 612 Unit 191 Sao Paulo Sao Paulo Brazi 000014 nature:real estate, position:owner start:Feb 2018 no hr/mo:1 no hr/mo dur trading:0

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-15
• S63 Uniform Securities Agent State Law Examination
  1997-06-17

Designations

• Chartered Financial Consultant