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9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Sarasota | FL | 01/2010 | 03/2021 |
| Thurston Springer Financial | Sarasota | FL | 03/2021 | Present |
CERULEAN CAPITAL MANAGEMENT LLC, INV RELATED, SARASOTA, FL, 100% OWNERSHIP, START 1/20/2010, 95 HOURS PER MONTH, 71 DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-20 |
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