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David Foote Gwynn

Flfs Advisory LLC

Victor, NY

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Current Employers
Flfs Advisory Llc

29 Lasalle Parkway, Victor, NY 14564 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-29
  • NY RA
    APPROVED
    Since 2025-04-29

Branch Locations

29 Lasalle Parkway, Victor, NY 14564 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Finger Lakes Financial Services Inc Victor NY 11/1983 05/2025
H. Beck, Inc. Victor NY 01/1998 05/2025
Grove Point Advisors, Llc Rockville MD 04/2021 04/2021
Grove Point Investments, Llc Rockville MD 04/2021 05/2025
Flfs Advisory Llc Victor NY 04/2025 Present
Lpl Financial Llc Victor NY 05/2025 Present
  • 11/1983 → 05/2025
    Finger Lakes Financial Services Inc
    Victor, NY
  • 01/1998 → 05/2025
    H. Beck, Inc.
    Victor, NY
  • 04/2021 → 04/2021
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 04/2025 → Present
    Victor, NY
  • 05/2025 → Present
    Lpl Financial Llc
    Victor, NY
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Rockville, MD
    Victor, NY
  • 2018-10-26 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Victor, NY
    Victor, NY
Other Businesses

1- 05/2025 - FLFS Advisory LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/01/2025 - 86 hours per month/ 70 hours during trading - I provide investment advisory services through FLFS Advisory LLC, an independent investment advisor firm. I started this business activity in 05/2025. I expect to spend approximately 86 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2- 05/2025 - Finger Lakes Financial Services, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/1983 - 172 hours per month/ 13 hours during trading 3- 05/2025 - LaSalle Associates - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 08/01/1983 - 20 hours per month/ 5 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-11-18
  • S63 Uniform Securities Agent State Law Examination
    1994-11-18
Designations

View on SEC IAPD

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