Kenneth Wayne Gutshall

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 08/2025
  Lincoln Investment Planning, Inc.
  Austin, TX
• 08/2025 → Present
  Gwn Securities, Inc.
  Palm Beach Garden, FL

Previous Registrations

• 2006-06-12 → 2025-08-05
  Lincoln Investment
  Fort Washington, PA
  San Marcos, TX
• 2016-02-17 → 2025-08-05
  Capital Analysts
  Austin, TX
  San Marcos, TX
• 2005-05-20 → 2006-06-12
  Mm Ascend Life Investor Services, Llc
  Cincinnati, OH
  Austin, TX
• 2001-04-04 → 2005-05-19
  Pmg Asset Management Inc
  Austin, TX

Other Businesses

K. W. GUTSHALL & ASSOCIATES POSITION: Sole Proprietor NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1997 ADDRESS: 2200 Old Ranch Road 12, Suite C, San Marcos TX 78666, United States DESCRIPTION: DBA/Financial/Insurance services INSURANCE POSITION: Independent Contractor NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 02/15/1974 ADDRESS: 2200 Old Ranch Road 12, Suite C, San Marcos TX 78666, United States DESCRIPTION: Providing life insurance products to clients/prospects

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-06-28

Other Names

• Ken Gutshall