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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-16
TX RA APPROVED_RES 1988-04-08
  • CA RA
    APPROVED
    Since 2023-08-16
  • TX RA
    APPROVED_RES
    Since 1988-04-08

Branch Locations

Pinetop, AZ • United States

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mesa AZ 09/1978 Present
Bank Of America, N.A. Mesa AZ 11/2009 Present
Other Businesses

I*93599 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 3535 S S B INVESTMENT RELATED: N ADDRESS OF BUSINESS: 3535 S SAN BENITO DR, GILBERT, ARIZONA 85297 NATURE OF BUSINESS: OTHER, OWNED BY MY WIFE AND MYSELF POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY. MY RESPONSIBILITY IS TO PAY THE BILLS. I HAVE A RENTAL AGENT TO TAKE CARE OF EVERYTHING INCLUDING FINDING A RENTER, COLLECTING RENT AND FIXING EVERYTHING. I*92153 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MESA PRESBYTERIAN CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 161 N MESA DR, MESA, ARIZONA 85201 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 41000 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REVIEWING FINANCIAL STATEMENTS WITH NO ACCESS TO ACTUAL PAYMENTS OR RECEIPT OF CASH I*100396 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FIRST PRESBYTERIAN CHURCH OF MESA INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MESA, ARIZONA 85201 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/2/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE CHURCH ENDOWMENT COMMITTEE CHAIRMAN. I WILL PRESIDE OVER THE MEETINGS WHICH MEETS NO MORE THAN QUARTERLY AND THE COMMITTEE WILL MAKE INVESTMENT DECISIONS. THE CURRENT VALUE OF THE ENDOWMENT IS A LITTLE OVER $300,000. I*1977304, Entity Type, Name of OBA: Pinetop Country Club Pickleball Board of Directors Address: PinetopArizona85935 Investment Related: Position, Title, Association: No Employee Start Date: 08/29/2024No Hours: 2 Monthly No Hours during trading: 0 Duties: expand the knowledge of pickleball within the country club and help arrange tournaments and social events. I will be a director but not an officer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-17
S63 Uniform Securities Agent State Law Examination 1979-11-10
  • S65 Uniform Investment Adviser Law Examination
    1995-10-17
  • S63 Uniform Securities Agent State Law Examination
    1979-11-10
Other Names
  • Jack Gunter
  • John Sheridan Gunter
  • Jack S Gunter
  • John S Gunter

View on SEC IAPD

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