Melvin Lee Gross

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → Present
  Mass Mutual Life Insurance Co.
  Houston, TX
• 04/2009 → 01/2025
  Lincoln Financial Securities Corp
  Houston, TX
• 01/2025 → Present
  Osaic Wealth, Inc.
  Houston, TX

Previous Registrations

• 2009-05-22 → 2025-01-24
  Osaic Fs, Inc.
  Houston, TX
  Houston, TX
  Houston, TX
• 2007-12-17 → 2009-05-01
  Mml Investors Services, Llc
  Houston, TX
• 2001-03-21 → 2007-12-19
  American General Securities Incorporated
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Nacogdoches, TX
  Houston, TX

Other Businesses

1. Advisors Financial Group POSTION: Senior Associate NATURE: sell insurance and investments with Advisors Financial Services INVESTMENT RELATED: YES. NUMBER OF HOURS 40 SECURITIES TRADING HOURS 20 START DATE: 06/01/2018 DESCRIPTION: The same as my 51 years in business. Sell insurance, investments both commission and fee investments. Only change is to work with Mark Salesman with AFG. 3. Houston Business and Estate Planning Council POSTION: Other Past President and now just member NATURE: networking with CPAs, attorney's, Trust officers, and other life insurance agents and investment brokers Just for education and networking INVESTMENT RELATED: YES. NUMBER OF HOURS 2 SECURITIES TRADING HOURS 2 START DATE: 01/01/1989 DESCRIPTION: go to meetings to learn and network 3. ROTARY CLUB OF HOUSTON POSITION: past president and past foundation president NATURE: Service organization and social club INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1989 ADDRESS: 2802 Timmons Lane #22027, Houston TX 77027, United States DESCRIPTION: Member. varies, website. www.rotaryhouston.org public service 4. ROTARY CLUB OF HOUSTON POSITION: member NATURE: International and local service organization INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 09/01/1990 ADDRESS: 4848 Loop Central Drive Ste. 1005, Houston TX 77081, United States DESCRIPTION: Participation in the service work of our Rotary Club servicing the public. No income to me and my time will be involved in the activities necessary for successful club interaction in the Houston and International Communities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-13
• S63 Uniform Securities Agent State Law Examination
  1999-03-18

Designations

• Chartered Financial Consultant

Other Names

• Mel Gross