Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-01 |
| PA | RA | APPROVED | 2025-02-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Holland | PA | 01/2004 | 02/2025 |
| (Dba) Financial Expertise | Holland | PA | 01/2004 | Present |
| Concourse Financial Group Securities Inc | Holland | PA | 02/2006 | 02/2025 |
| Cetera Wealth Services, Llc | Holland | PA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
1) (dba) FINANCIAL EXPERTISE; Investment Related; 207 Buck Road, Ste 7, Holland, PA 18966; Insurance and Investments; Owner/Financial Professional; Start Date 01/2004; 200 hours more or less per month with the majority of hours per month occurring during trading hours; Sales and service of insurance products as well as life settlements with varied insurance carriers. >> 2) SOUTHAMPTON FREE LIBRARY; Non-Investment Related; 947 Street Road, Southampton, PA 48966; Library; Board Member; Start Date 05/2010; 3 hours per month; Board Member duties. >> 3) QUAINT OAK BANK; Non-Investment Related; 501 Knowles Avenue, Southampton, PA 18966; Bank; Board Member; Start Date 11/2016; 2 hours per month; Participate with other board members in the short and long term planning of the bank as well as the establishment of broad procedures for bank operations. 4). NAME OF OTHER BUSINESS: QUAINT OAK BANCORP; INVESTMENT RELATED: NO ; ADDRESS: 501 KNOWLES AVE, SOUTHAMPTON, PA 188966 ; NATURE OF BUSINESS: BANKING; START DATE: 9/9/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: STRATEGIC OVERSIGHT, CO GOVR & FID SUPER. REVIEW &APV-CO DECISIONS; OVERSEE FINANCIAL REPRTING, COMPLIANCE WITH SEC. LAWS & COMM PART.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-20 |
| S65 | Uniform Investment Adviser Law Examination | 1994-07-21 |
Reach out to this advisor