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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1990-09-04 |
Branch Locations
1000 Louisiana St 7Th Fl [Pcg-9Q], Houston, TX 77002 • United States
77 Sugar Creek Center Blvd Ste 100, Sugar Land, TX 77478 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Houston | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
SCOUT ENERGY MANAGEMENT MINERAL RIGHTS, NOT INV RELATED, DALLAS, TX, LESS THAN 1% OWNERSHIP, START: 12/06/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, MINERAL RIGHTS.; WINCO OIL DIVISION OF TRANSOIL MARKTETING, NOT INV RELATED, ABILENE, TX, LESS THAN 1% OWNERSHIP, START: 12/06/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, OIL AND GAS ROYALTIES.; TRANSOIL MARKETING, NOT INV RELATED, ABERENE, TX, LESS THAN 1% OWNERSHIP, START: 12/06/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, OIL AND GAS ROYALTIES.; MAGNOLIA OIL AND GAS, NOT INV RELATED, HOUSTON, TX, LESS THAN 1% OWNERSHIP, START: 12/06/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, OIL AND GAS ROYALTIES.; SILVER BOW RESOURCES, NOT INV RELATED, HOUSTON, TX, LESS THAN 1% OWNERSHIP, START: 12/6/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, OIL AND GAS ROYALTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-09 |
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