Marshall Pease Graham

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Houston, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Houston, TX

Other Businesses

SCOUT ENERGY MANAGEMENT MINERAL RIGHTS, NOT INV RELATED, DALLAS, TX, LESS THAN 1% OWNERSHIP, START: 12/06/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, MINERAL RIGHTS.; WINCO OIL DIVISION OF TRANSOIL MARKTETING, NOT INV RELATED, ABILENE, TX, LESS THAN 1% OWNERSHIP, START: 12/06/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, OIL AND GAS ROYALTIES.; TRANSOIL MARKETING, NOT INV RELATED, ABERENE, TX, LESS THAN 1% OWNERSHIP, START: 12/06/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, OIL AND GAS ROYALTIES.; MAGNOLIA OIL AND GAS, NOT INV RELATED, HOUSTON, TX, LESS THAN 1% OWNERSHIP, START: 12/06/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, OIL AND GAS ROYALTIES.; SILVER BOW RESOURCES, NOT INV RELATED, HOUSTON, TX, LESS THAN 1% OWNERSHIP, START: 12/6/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, OIL AND GAS ROYALTIES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-13
• S63 Uniform Securities Agent State Law Examination
  1985-10-09

Other Names

• Marshall Pease Graham