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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-09-23
  • NC RA
    APPROVED
    Since 2020-09-23

Branch Locations

101 Autumn Hall Drive Suite 220, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Inc. Wilmington NC 05/1999 Present
Bb&T Securities, Llc Wilmington NC 01/2013 09/2020
Raymond James & Associates, Inc. Wilmington NC 09/2020 Present
  • 05/1999 → Present
    Scott & Stringfellow, Inc.
    Wilmington, NC
  • 01/2013 → 09/2020
    Bb&T Securities, Llc
    Wilmington, NC
  • 09/2020 → Present
    Wilmington, NC
Previous Registrations
  • 2013-01-02 → 2020-09-24
    Bb&T Securities, Llc
    Wilmington, NC
  • 2001-12-13 → 2013-01-02
    Scott & Stringfellow, Llc
    Wilmington, NC
    Wilmington, NC
Other Businesses

1)Name of Business: Yonder Farm Partnership Address: HWY NC 210, ivanhoe, NC, 28447, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 01/01/1988 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Farming, payroll, and oversite operations 2)CAMERON PROPERTIES Manager NATURE: Family related business holdings. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START: 04/01/2016 2508 Independence Blvd, STE 202, wilmington NC 28412. 3)Name of Business : Louise C Graham GST Exempt Marital Trust Address: 1105 Military Cutoff Road STE 202,wilmington, NC Nature of the Business: Trustee/Successor Trustee Position/Title: Trustee/Successor Trustee Investment Related:Yes Start Date: 09/23/2008 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Co-Trustee 4)Name of Business : Louise C Graham GST Exempt Family Trust Address: 1105 Military Cutoff Road STE 202,wilmington, NC Nature of the Business: Trustee/Successor Trustee Position/Title: Trustee/Successor Trustee Investment Related:Yes Start Date: 09/23/2008 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Co-Trustee 5)Name of Business : FBO Adair McKoy Graham III Trust Address: 1105 Military Cutoff Road,Wilmington, NC Nature of the Business: Trustee/Successor Trustee Position/Title: Trustee/Successor Trustee Investment Related:Yes Start Date: 12/18/2003 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Co-Trustee

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-14
  • S63 Uniform Securities Agent State Law Examination
    1987-05-14

View on SEC IAPD

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