Len Broughton Graddy

Employer firm

Capital Investment Advisory Services, LLC CRD 149124

$2.39B regulatory AUM 217 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1980 → Present
  Graddy & Associates Financial Group
  Hinesville, GA
• 01/2013 → 03/2018
  Proequities, Inc
  Hinesville, GA
• 03/2018 → Present
  Capital Investment Group, Inc.
  Raleigh, NC
• 03/2018 → Present
  Capital Investment Advisory Services, Llc
  Raleigh, NC

Previous Registrations

• 2013-01-17 → 2018-04-08
  Concourse Financial Group Securities, Inc.
  Hinesville, GA
• 2006-03-20 → 2012-11-09
  Voya Financial Advisors, Inc.
  Mt Pleasant, SC
  Hinesville, GA
  Hinesville, GA
• 2003-05-02 → 2005-10-28
  American General Securities Incorporated
  Hinesville, GA

Other Businesses

1. GRADDY AND ASSOCIATES FINANCIAL GROUP. OWNER. 101 A N. MAIN STREET, HINESVILLE, GA 31313. FINANCIAL PLANNING WITH LIFE, ANNUITY, LTC BUSINESS. ACTIVITY IS INVESTMENT RELATED. 40 HRS PER WK, ALL DURING NORMAL TRADING HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-06
• S63 Uniform Securities Agent State Law Examination
  1991-05-08

Designations

• Chartered Financial Consultant

Other Names

• Len Broughton Graddy