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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-03-22
  • GA RA
    APPROVED
    Since 2018-03-22

Branch Locations

101 A North Main Street, Hinesville, GA 31313 • United States

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Graddy & Associates Financial Group Hinesville GA 01/1980 Present
Proequities, Inc Hinesville GA 01/2013 03/2018
Capital Investment Group, Inc. Raleigh NC 03/2018 Present
Capital Investment Advisory Services, Llc Raleigh NC 03/2018 Present
  • 01/1980 → Present
    Graddy & Associates Financial Group
    Hinesville, GA
  • 01/2013 → 03/2018
    Proequities, Inc
    Hinesville, GA
  • 03/2018 → Present
    Capital Investment Group, Inc.
    Raleigh, NC
  • 03/2018 → Present
    Raleigh, NC
Previous Registrations
  • 2013-01-17 → 2018-04-08
    Concourse Financial Group Securities, Inc.
    Hinesville, GA
  • 2006-03-20 → 2012-11-09
    Mt Pleasant, SC
    Hinesville, GA
    Hinesville, GA
  • 2003-05-02 → 2005-10-28
    American General Securities Incorporated
    Hinesville, GA
Other Businesses

1. GRADDY AND ASSOCIATES FINANCIAL GROUP. OWNER. 101 A N. MAIN STREET, HINESVILLE, GA 31313. FINANCIAL PLANNING WITH LIFE, ANNUITY, LTC BUSINESS. ACTIVITY IS INVESTMENT RELATED. 40 HRS PER WK, ALL DURING NORMAL TRADING HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-06
S63 Uniform Securities Agent State Law Examination 1991-05-08
  • S65 Uniform Investment Adviser Law Examination
    1999-07-06
  • S63 Uniform Securities Agent State Law Examination
    1991-05-08
Designations
Other Names
  • Len Broughton Graddy

View on SEC IAPD

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