Henry White Goodwin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1972 → Present
  Merrill Lynch, Pierce, Fenner & Smith In
  Houston, TX
• 09/1978 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 09/2009 → Present
  Bank Of America, Na
  Houston, TX

Other Businesses

I*86924 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INBUILDING SERVICES CORPORTION INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN DIEGO, CALIFORNIA 92103 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, PASSIVE SHAREHOLDER START DATE OF RELATIONSHIP: 2/22/2013 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INFORMATION TECHNOLOGY SOLUTIONS. I WILL HAVE NO RESPONSIBILITIES OTHER THAN PASSIVE INVESTOR

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-12-22