Stanley Jay Goldring

Current Employers

Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-07-21

NY RA
APPROVED

Since 2022-07-21

Branch Locations

425 Broadhollow Rd. Suite 325, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ladenburg Thalmann & Co. Inc.	New York	NY	05/2008	12/2020
National Securities Corporation	New York	NY	01/2021	07/2022
National Asset Management	New York	NY	01/2021	07/2022
Arete Wealth Management Llc	Chicago	IL	07/2022	Present
Arete Wealth Advisors Llc	Chicago	IL	07/2022	Present

05/2008 → 12/2020

Ladenburg Thalmann & Co. Inc.

New York, NY
01/2021 → 07/2022

National Securities Corporation

New York, NY
01/2021 → 07/2022

National Asset Management

New York, NY
07/2022 → Present

Arete Wealth Management Llc

Chicago, IL
07/2022 → Present

Arete Wealth Advisors Llc

Chicago, IL

Previous Registrations

2021-01-11 → 2022-07-21

B. Riley Wealth Advisors, Inc.

New York, NY

Melville, NY
2008-05-15 → 2020-12-31

Ladenburg Thalmann Asset Management Inc

New York, NY

Other Businesses

1) Trust A FBO Bonnie Goldschmidt, Brokerage account - trustee, NY, NY, 2 hours per month during trading hours, I make investment decisions and manage accounting and administrative decisions...2) Trust B FBO Bonnie Goldschmidt, Brokerage account - trustee, NY, NY, 2 hours per month during trading hours, I make investment decisions and oversee administrative and accounting matters, investment related... 3) FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED... 4) FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.... 5) FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-12
S63	Uniform Securities Agent State Law Examination	1991-04-24

S65 Uniform Investment Adviser Law Examination

1998-08-12
S63 Uniform Securities Agent State Law Examination

1991-04-24

View on SEC IAPD