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Clyde Goldberg

Hazard & Siegel Advisory Services LLC

Dewitt, NY

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Current Employers
Hazard & Siegel Advisory Services Llc

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-02
NY RA APPROVED 2021-05-14
  • FL RA
    APPROVED
    Since 2025-01-02
  • NY RA
    APPROVED
    Since 2021-05-14

Branch Locations

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hazard & Siegel Inc Syracuse NY 03/2016 Present
Hazard & Siegel Advisory Services Dewitt NY 06/2017 Present
  • 03/2016 → Present
    Hazard & Siegel Inc
    Syracuse, NY
  • 06/2017 → Present
    Hazard & Siegel Advisory Services
    Dewitt, NY
Previous Registrations
  • 2016-01-12 → 2016-04-14
    Ridgeway Conger Advisory Services
    New Woodstock, NY
  • 2015-01-09 → 2015-12-31
    Ridgeway Conger Advisory Services
    New Wooststock, NY
    New Woodstock, NY
  • 2008-05-13 → 2014-12-31
    Ridgeway Conger Advisory Services
    Syracuse, NY
    New Woodstock, NY
  • 2008-04-08 → 2008-05-13
    Equitable Advisors, Llc
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
  • 2002-03-08 → 2003-06-10
    Tower Square Securities, Inc.
    Syracuse, NY
Other Businesses

SALE OF LIFE AND FIXED PRODUCTS, 2 HOURS WEEK, 15 HOURS A MONTH, START DATE 1/1/1990. SOLICITOR FOR HAZARD & SIEGEL ADVISORY LLC REFER CLIENT ACCOUNTS TO MONEY MANAGER REGISTERED INVESTMENT ADVISORS 2-20HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-27
S63 Uniform Securities Agent State Law Examination 1987-08-07
  • S66 Uniform Combined State Law Examination
    2008-02-27
  • S63 Uniform Securities Agent State Law Examination
    1987-08-07

View on SEC IAPD

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GREGORY WELLES JENNINGS
Brian Andrew Jennings
CYNTHIA ANN SCOTT
PETER N BUNITSKY
Andrew James Derrenbacker
Edward A. Grassi
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JAMES C BURNS

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OMC FINANCIAL SERVICES LTD · DEWITT, NY
J.W.BURNS & COMPANY, INC. · DEWITT, NY
GREG JENNINGS, LLC · DEWITT, NY
WELLS FARGO CLEARING SERVICES, LLC · DEWITT, NY
LPL ENTERPRISE, LLC · DEWITT, NY
KOVACK ADVISORS, INC. · DeWitt, NY
HAZARD & SIEGEL ADVISORY SERVICES LLC · Dewitt, NY
LPL FINANCIAL LLC · DEWITT, NY

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