Best Investors Account Sign in
Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-01-01
  • OK RA
    APPROVED
    Since 2025-01-01

Branch Locations

23 East 9Th Street Suite 221, Shawnee, OK 74801 • United States

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Larry D Gill (Self) Shawnee OK 03/1996 10/2018
Cambridge Investment Research, Inc Fairfield IA 12/2011 11/2018
Cambridge Investment Research Advisors, Inc Faifield IA 12/2011 11/2018
Sowell Financial Services, Llc Dba Sowell Mgmt. Services, Llc Shawnee OK 10/2018 05/2021
M.S. Howells & Co Scottsdale AZ 11/2018 11/2019
Reunion Associates, Inc. Dba First Financial Services, Llc Shawnee OK 09/1991 11/2019
Private Advisor Group, Llc Morristown NJ 05/2021 03/2023
Clinton Wealth Management, Llc Shawnee OK 11/2019 Present
Sowell Management Shawnee OK 03/2023 Present
  • 03/1996 → 10/2018
    Larry D Gill (Self)
    Shawnee, OK
  • 12/2011 → 11/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 12/2011 → 11/2018
    Faifield, IA
  • 10/2018 → 05/2021
    Sowell Financial Services, Llc Dba Sowell Mgmt. Services, Llc
    Shawnee, OK
  • 11/2018 → 11/2019
    M.S. Howells & Co
    Scottsdale, AZ
  • 09/1991 → 11/2019
    Reunion Associates, Inc. Dba First Financial Services, Llc
    Shawnee, OK
  • 05/2021 → 03/2023
    Morristown, NJ
  • 11/2019 → Present
    Clinton Wealth Management, Llc
    Shawnee, OK
  • 03/2023 → Present
    Shawnee, OK
Previous Registrations
Other Businesses

1) July 2017; Shawnee Tubing Real Estate, LLC, Shawnee, OK; Non Investment Related; Board Member Of Non Public Entity; devote 1 hr/month during non market hours. 2) April 2017; Shawnee Tubing Solutions, LLC, Shawnee, OK; Non Investment Related; manufacturing; acquired by takeover, no ownership, no activity, passive investor; devote no time. 3) Feb 2014; Expert Witness, Shawnee, OK; Non Investment Related; Expert witness; providing info and testimony relating to the sale of allianz fixed income annuities that replaced New York Life VA In Lawsuit Against Allianz; devote less than 1 hr/mo during market hours. 4) June 2015; rental house; non investment related; purchase and rental of a house; home owner; landlord; devote 1 hr/mo during non market hours. 5) Aug 2015; Shawnee Masonic Property LLC Wwt Investments LLC & Tid Central Management Services LLC, Shawnee, OK; interim building overseer; oversee needs of a 6 story office building and tenants; devote 21.5 hrs/mo, 4 hrs/mo during market hours. 6) Oklahoma Insurance License; investment-related; Shawnee, OK; Licensed Insurance Producer with lines of authority for property, casualty, life, health, variable life and annuities; starting 01/1985; sale of insurance policies and products receiving a commission. 7) Clinton Wealth Management, LLC; 1011 24th Ave. NW, Norman, OK 73069; investment-related; insurance agent & financial advisor; starting 11/2019; DBA used to provide and market insurance and financial services. Investment advisory services offered through Sowell Management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-08
S63 Uniform Securities Agent State Law Examination 1994-01-26
  • S65 Uniform Investment Adviser Law Examination
    1998-04-08
  • S63 Uniform Securities Agent State Law Examination
    1994-01-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Shawnee, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor