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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-01-01 |
Branch Locations
23 East 9Th Street Suite 221, Shawnee, OK 74801 • United States
5320 Northshore Drive, North Little Rock, AR 72118 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Larry D Gill (Self) | Shawnee | OK | 03/1996 | 10/2018 |
| Cambridge Investment Research, Inc | Fairfield | IA | 12/2011 | 11/2018 |
| Cambridge Investment Research Advisors, Inc | Faifield | IA | 12/2011 | 11/2018 |
| Sowell Financial Services, Llc Dba Sowell Mgmt. Services, Llc | Shawnee | OK | 10/2018 | 05/2021 |
| M.S. Howells & Co | Scottsdale | AZ | 11/2018 | 11/2019 |
| Reunion Associates, Inc. Dba First Financial Services, Llc | Shawnee | OK | 09/1991 | 11/2019 |
| Private Advisor Group, Llc | Morristown | NJ | 05/2021 | 03/2023 |
| Clinton Wealth Management, Llc | Shawnee | OK | 11/2019 | Present |
| Sowell Management | Shawnee | OK | 03/2023 | Present |
1) July 2017; Shawnee Tubing Real Estate, LLC, Shawnee, OK; Non Investment Related; Board Member Of Non Public Entity; devote 1 hr/month during non market hours. 2) April 2017; Shawnee Tubing Solutions, LLC, Shawnee, OK; Non Investment Related; manufacturing; acquired by takeover, no ownership, no activity, passive investor; devote no time. 3) Feb 2014; Expert Witness, Shawnee, OK; Non Investment Related; Expert witness; providing info and testimony relating to the sale of allianz fixed income annuities that replaced New York Life VA In Lawsuit Against Allianz; devote less than 1 hr/mo during market hours. 4) June 2015; rental house; non investment related; purchase and rental of a house; home owner; landlord; devote 1 hr/mo during non market hours. 5) Aug 2015; Shawnee Masonic Property LLC Wwt Investments LLC & Tid Central Management Services LLC, Shawnee, OK; interim building overseer; oversee needs of a 6 story office building and tenants; devote 21.5 hrs/mo, 4 hrs/mo during market hours. 6) Oklahoma Insurance License; investment-related; Shawnee, OK; Licensed Insurance Producer with lines of authority for property, casualty, life, health, variable life and annuities; starting 01/1985; sale of insurance policies and products receiving a commission. 7) Clinton Wealth Management, LLC; 1011 24th Ave. NW, Norman, OK 73069; investment-related; insurance agent & financial advisor; starting 11/2019; DBA used to provide and market insurance and financial services. Investment advisory services offered through Sowell Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-26 |
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