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New York, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Arena Capital Corp | New York | NY | 03/2009 | 08/2018 |
| Watts Capital Partners Llc | New York | NY | 09/2016 | Present |
CHASE BANK LOCATED AT 1211 AVE. OF AMERICAS, NY NY 10036 IS A CO-TRUSTEE WITH ME FOR THE TRUST U/W DAVID MCALPIN F/B/O RENEE M.PYLE. CHASE BANK IS ALSO CUSTODIAN OF THE TRUST. THE ACCOUNT IS INVESTMENT RELATED. I SPEND 2 TO 3HRS. A MONTH ON THE ACCOUNT. MORE TIME IF THERE IS ACTIVE TRADING. (WHICH IS SELDOM). I AM PAID A TRUSTEE'S FEE EVERY QUARTER, THE AMOUNT PAID IS BASED ON NEW YORK STATE STATUTORY RATES. I HAVE BEEN A TRUSTEE ON THIS ACCOUNT SINCE 08/21/84 TO PRESENT; PRIOR TO LATE LAST YEAR, THE ACCOUNT WAS ALWAYS DOMICILED WITH MY EMPLOYER, AND WAS NOT AN OUTSIDE BUSINESS INTEREST.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-19 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-18 |
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