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Gary B. Ghigliotti

Ubs Financial Services Inc.

Portsmouth, NH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-07
NH RA APPROVED 2009-05-08
  • TX RA
    APPROVED_RES
    Since 2012-11-07
  • NH RA
    APPROVED
    Since 2009-05-08

Branch Locations

40 Congress Street, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Portsmouth NH 02/2009 Present
Previous Registrations
Other Businesses

CO-OWNER OF GS HOLDINGS LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-01
S63 Uniform Securities Agent State Law Examination 1981-06-22
  • S65 Uniform Investment Adviser Law Examination
    1997-07-01
  • S63 Uniform Securities Agent State Law Examination
    1981-06-22
Other Names
  • Gary Bryan Ghigliotti

View on SEC IAPD

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Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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