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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
15770 N Dallas Parkway Suite 650, Dallas, TX 75248 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Dallas | TX | 11/2003 | 06/2024 |
| Securities America Advisors, Inc. | Dallas | TX | 12/2003 | 06/2024 |
| Navigation Financial Group | Dallas | TX | 01/2003 | Present |
| Osaic Wealth, Inc. | Dallas | TX | 06/2024 | Present |
LARRYGEKIEREARTIST POSITION: painter NATURE: PAINTING/MARKETING INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 04/11/2013 ADDRESS: 3424 southwestern, dallas TX 75225 DESCRIPTION: Paint portraits primarily of Pets. Marketing through website and social media INSURANCE POSITION: broker NATURE: NAVIGATION FINANCIAL TITLE: INSURANCE AGENT - INVESTMENT RELATED - START DATE: 06/1989 - LOCATED AT 15770 N DALLAS PARKWAY SUITE 650 DALLAS TX 75248 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1989 ADDRESS: 15770 north dallas parlway, dallas TX 75248, United States DESCRIPTION: to provide life and health products NAVIGATION FINANCIAL POSITION: agent NATURE: INVESTMENT ADVISORY - SECURITIES AMERICA ADVISORS - IAR- INVESTMENT RELATED - START DATE 12/2003 - LOCATED AT 15770 N DALLAS PARKWAY SUITE 650 DALLAS, TX 75248 INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 12/01/2003 ADDRESS: 15770 north dallas parkway, suite 650, dallas TX 75248, United States DESCRIPTION: selling non equity insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-13 |
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