Michael Anthony Geary

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 09/2021
  Ameriprise Financial Services, Inc.
  Chesterfield, MO
• 09/2021 → Present
  Lpl Financial Llc
  Chesterfield, MO

Previous Registrations

• 2009-05-27 → 2021-10-12
  Ameriprise Financial Services, Llc
  Chesterfield, MO
• 2008-01-01 → 2009-05-22
  Wells Fargo Clearing Services, Llc
  Frontenac, MO
• 2007-03-07 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Saint Louis, MO
  St. Louis, MO

Other Businesses

1) 09/16/2021 - M.A.G. Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2021 2) 09/16/2021 - Rental Property - Rental - Non-Inv Rel - Natick, MA - Start: 12/2014 3) 06/21/2022 - M.A.G. WEALTH MANAGEMENT - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/06/2022 - 40 Hours Per Month/ 40 Hours During Securities Trading. 4) 10/11/2023 - M.A.G. WEALTH MANAGEMENT - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/30/2023 - 1 Hour Per Month/ During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-05
• S63 Uniform Securities Agent State Law Examination
  1985-03-08