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Current Employers
Lebenthal Global Advisors, Llc

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-07
FL RA APPROVED 2020-08-18
  • GA RA
    APPROVED
    Since 2023-08-07
  • FL RA
    APPROVED
    Since 2020-08-18

Branch Locations

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowe's Lilburn GA 02/2017 03/2018
Home Depot Tucker GA 11/2005 01/2017
Capital Guardian Wealth Management, Llc Pensacola FL 03/2018 12/2018
Lebenthal Global Advisors Hauppauge NY 01/2020 Present
Avenir Private Advisors Pensacola FL 01/2019 12/2019
  • 02/2017 → 03/2018
    Lowe's
    Lilburn, GA
  • 11/2005 → 01/2017
    Home Depot
    Tucker, GA
  • 03/2018 → 12/2018
    Capital Guardian Wealth Management, Llc
    Pensacola, FL
  • 01/2020 → Present
    Lebenthal Global Advisors
    Hauppauge, NY
  • 01/2019 → 12/2019
    Avenir Private Advisors
    Pensacola, FL
Previous Registrations
  • 2018-03-23 → 2018-12-31
    Capital Guardian Wealth Management, Llc
    Pensacola, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-19
S63 Uniform Securities Agent State Law Examination 1997-03-04
  • S65 Uniform Investment Adviser Law Examination
    2018-01-19
  • S63 Uniform Securities Agent State Law Examination
    1997-03-04

View on SEC IAPD

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