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200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-08-07 |
| FL | RA | APPROVED | 2020-08-18 |
Branch Locations
200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lowe's | Lilburn | GA | 02/2017 | 03/2018 |
| Home Depot | Tucker | GA | 11/2005 | 01/2017 |
| Capital Guardian Wealth Management, Llc | Pensacola | FL | 03/2018 | 12/2018 |
| Lebenthal Global Advisors | Hauppauge | NY | 01/2020 | Present |
| Avenir Private Advisors | Pensacola | FL | 01/2019 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-04 |
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