Frederick Andrew Gawlick

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1984 → Present
  Gawlick Retirement Services
  Santa Cruz, CA
• 09/2014 → Present
  Voya Financial Advisors
  Santa Cruz, CA

Previous Registrations

• 2003-05-21 → 2011-01-03
  Voya Financial Partners, Llc
  Pleasanton, CA
  Pleasanton, CA
  San Jose, CA
  San Jose, CA
  Glendale, CA
  Glendale, CA
  San Jose, CA
• 2000-08-14 → 2003-05-23
  Cetera Wealth Services, Llc
  San Jose, CA

Other Businesses

NAME OF ENTITY:Better Business Bureau of Silicon Valley; No; 1112 S BASCOM AVE; SANJOSE; CA; 95128; non-profit consumer and business services group; Director; 7/1/2012; 4; 4; Review progress of the bureau, approve new member|NAME OF ENTITY:Santa Cruz Education Foundation; No; PO Box 8501; santa cruz; CA; 95061; promote excellance in Santa Cruz City schools by supporting programs that develop creative ,capable and engaged learners for students to achive tgeir fullpotential.; board member; 11/1/2022; 4; 2; work with board to decide and support programs to help teachers ,students and parents achieve agreed upon results.|

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-09-23
• S65 Uniform Investment Adviser Law Examination
  1994-01-20