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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-09-01 |
| TX | RA | APPROVED | 2017-09-01 |
Branch Locations
Chagrin Falls, OH • United States
31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States
4449 Easton Way Suite 300, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce, Fenner & Smith, Inc. | Columbus | OH | 11/2009 | 09/2017 |
| Morgan Stanley | Columbus | OH | 09/2017 | Present |
* 409546 - Doterra; Investment related No; Pleasant Grove, UT; Retail/Online Stores; Consultant (proprietor, partner, officer, director, employee, trustee, agent); Aug 2020; During business hours: 0; After business hours: 5; Sales/Marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-11 |
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