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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-09-01
TX RA APPROVED 2017-09-01
  • OH RA
    APPROVED
    Since 2017-09-01
  • TX RA
    APPROVED
    Since 2017-09-01

Branch Locations

Chagrin Falls, OH • United States

31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States

4449 Easton Way Suite 300, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith, Inc. Columbus OH 11/2009 09/2017
Morgan Stanley Columbus OH 09/2017 Present
  • 11/2009 → 09/2017
    Merrill Lynch Pierce, Fenner & Smith, Inc.
    Columbus, OH
  • 09/2017 → Present
    Columbus, OH
Previous Registrations
Other Businesses

* 409546 - Doterra; Investment related No; Pleasant Grove, UT; Retail/Online Stores; Consultant (proprietor, partner, officer, director, employee, trustee, agent); Aug 2020; During business hours: 0; After business hours: 5; Sales/Marketing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-11
  • S66 Uniform Combined State Law Examination
    2010-12-11
Other Names
  • Laura Christine Gustashaw
  • Laura C Gustashaw

View on SEC IAPD

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