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James William Frye

LPl Financial LLC

Twinsburg, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-07-29
  • OH RA
    APPROVED
    Since 2024-07-29

Branch Locations

2229 East Enterprise Pkwy, Twinsburg, OH 44087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Frye Company Twinsburg OH 01/1982 Present
Questar Capital Corporation Minneapolis MN 04/2015 03/2019
Questar Asset Management Minneapolis MN 04/2015 03/2019
Woodbury Financial Services, Inc. Twinsburg OH 03/2019 07/2022
Woodbury Financial Services, Inc. Twinsburg OH 03/2019 07/2022
Sigma Financial Corporation Ann Arbor MI 07/2022 07/2024
Sigma Planning Corporation Ann Arbor MI 07/2022 07/2024
Lpl Financial Llc Twinsburg OH 07/2024 Present
  • 01/1982 → Present
    J.W. Frye Company
    Twinsburg, OH
  • 04/2015 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 04/2015 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 07/2022
    Woodbury Financial Services, Inc.
    Twinsburg, OH
  • 03/2019 → 07/2022
    Woodbury Financial Services, Inc.
    Twinsburg, OH
  • 07/2022 → 07/2024
    Sigma Financial Corporation
    Ann Arbor, MI
  • 07/2022 → 07/2024
    Sigma Planning Corporation
    Ann Arbor, MI
  • 07/2024 → Present
    Twinsburg, OH
Previous Registrations
  • 2022-08-01 → 2024-07-30
    Twinsburg, OH
    Ann Arbor, MI
  • 2019-03-01 → 2022-08-01
    Woodbury Financial Services, Inc.
    Twinsburg, OH
  • 2015-04-03 → 2019-03-01
    Questar Asset Management, Inc.
    Twinsburg, OH
    Minneapolis, MN
  • 2009-04-02 → 2015-04-09
    Next Financial Group, Inc.
    Twindsburg, OH
    Houston, TX
  • 2006-10-25 → 2009-04-01
    Triad Advisors Llc
    Atlanta, GA
    Twinsburg, OH
  • 2005-09-23 → 2006-10-24
    Qa3 Financial Llc
    Twinsburg, OH
  • 2000-08-15 → 2005-10-03
    Twinsburg, OH
Other Businesses

1) 07/09/2024 - The Frye Company - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 07/09/2024 - JW Frye Company - Business Entity For Tax/Investment Purposes Only - Owner - OH 44236 - Non investment related - 1 Hour per month - Start date: 07/29/2024. 3) 07/09/2024 - SUMMIT RENTALS - Real Estate Rental - owner - OH 44087 - Investment related - 1% Time spent - Start date: 07/29/2024. 4) 07/09/2024 - Non-Variable Insurance - Selling: Life, Health - OH 44087 - Investment related - 30 Hours per month - Start date: 07/29/2024.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-25
  • S63 Uniform Securities Agent State Law Examination
    2000-05-25
Designations

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