Steven Michael Friedman

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Omaha, NE
• 11/2016 → 04/2017
  Wells Fargo Clearing Services, Llc
  Omaha, NE
• 04/2017 → 01/2022
  Raymond James & Associates
  Omaha, NE
• 06/2017 → 04/2020
  Raymond James & Associates, Inc.
  Scottsdale, AZ
• 01/2022 → Present
  Lpl Financial, Llc
  Omaha, NE
• 01/2022 → Present
  Gladstone Wealth Partners
  Omaha, NE

Previous Registrations

• 2017-05-01 → 2022-02-04
  Raymond James & Associates, Inc.
  Omaha, NE
  Scottsdale, AZ
• 2010-08-27 → 2017-04-28
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
  Omaha, NE
  Omaha, NE
  Omaha, NE

Other Businesses

1) 1/20/2022 - Friedman Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent: 50%. 2) 1/20/2022 - Silverleaf Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent: 50%. 3) 04/12/2022 - Gladstone Institutional Advisory, LLC - DBA: (Hybrid) Silverleaf Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date: 01/20/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent: 50% - I provide administrative support to Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 04/2022 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 04/12/2022 - Gladstone Institutional Advisory, LLC - DBA: (Hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date: 01/20/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent: 50% - I provide administrative support to Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 04/2022 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 04/12/2022 - Gladstone Institutional Advisory, LLC - DBA: (Hybrid) Friedman Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date: 01/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent: 50% - I provide administrative support to Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 04/2022 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 01/2022 - LPL Financial - broker-dealer Registered Admin - Investment Related - At Reported Business Location(s) - 80 hours a month during securities trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-08-23
• S63 Uniform Securities Agent State Law Examination
  1979-10-25

Other Names

• Steven M Friedman