Alan Stuart Fried

Employer firm

Brookstone Wealth Advisors, LLC CRD 137658

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-06
NJ	RA	APPROVED	2019-07-23

NY RA
APPROVED

Since 2021-04-06
NJ RA
APPROVED

Since 2019-07-23

Branch Locations

Staten Island, NY • United States

Po Box 240, Cream Ridge, NJ 08514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Baskin-Fried, Inc.	Staten Island	NY	01/1987	Present
Horter Investment Management	Cincinnati	OH	09/2014	10/2016
Wealth Watch Advisors, Llc	Rockledge	FL	10/2016	04/2017
Regal Investment Advisors, Llc	Kentwood	MI	04/2017	07/2019
Professional Planning Services	Staten Island	NY	01/2012	Present
The Eagle Team	Somerset	NJ	09/2015	Present
Retirement Wealth Advisors	Staten Island	NY	07/2019	Present
Legacy Lock	Somerset	NJ	01/2020	Present

01/1987 → Present

Baskin-Fried, Inc.

Staten Island, NY
09/2014 → 10/2016

Horter Investment Management

Cincinnati, OH
10/2016 → 04/2017

Wealth Watch Advisors, Llc

Rockledge, FL
04/2017 → 07/2019

Regal Investment Advisors, Llc

Kentwood, MI
01/2012 → Present

Professional Planning Services

Staten Island, NY
09/2015 → Present

The Eagle Team

Somerset, NJ
07/2019 → Present

Retirement Wealth Advisors

Staten Island, NY
01/2020 → Present

Legacy Lock

Somerset, NJ

Previous Registrations

2017-04-18 → 2019-07-15

Regal Investment Advisors Llc

Staten Island, NY

Kentwood, MI
2016-10-24 → 2017-05-05

Wealth Watch Advisors, Inc

Staten Island, NY

Englewood, CO
2014-12-19 → 2016-10-25

Horter Investment Management, Llc

Staten Island, NY

Cincinnati, OH

Other Businesses

BASKIN-FRIED INC,; INVESTMENT RELATED; 762 RENSSELAER AVE, STATEN ISLAND, NY 10312; INSURANCE; OWNER; STARTED 01/1984; 40 HOURS/MONTH DEVOTED; 20 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF ANNUITY PRODUCTS. PROFESSIONAL PLANNING SERVICES; INVESTMENT RELATED; 2 EXECUTIVE DRIVE, SUITE 130, SOMERSET, NJ 08873; INSURANCE AND INVESTMENT ADVISORY; ADVISOR; STARTED 01/2012; 120 HOURS/MONTH DEVOTED; 120 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS AND OFFER INVESTMENT ADVISORY SERVICES. THE EAGLE TEAM; INVESTMENT RELATED; 2 EXECUTIVE DRIVE, SUITE 130, SOMERSET, NJ 08873; INSURANCE; INSURANCE AGENT; STARTED 09/2015; 8 HOURS/MONTH DEVOTED; 8 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS. LEGACY LOCK; NON INVESTMENT RELATED; 2 EXECUTIVE DRIVE, SUITE 130, SOMERSET, NJ 08873; TRUST AND LEGAL RELATED SERVICES; MEMBER; STARTED 01/2020; 5 HOURS/MONTH DEVOTED; 5 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; PROVIDE CLIENTS WITH LOW COST WILL AND TRUST CREATION OPTIONS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-30

S65 Uniform Investment Adviser Law Examination

2014-08-30

View on SEC IAPD