Gregory Roger Freitag

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 12/2018
  Kms Financial Services, Inc
  Seattle, WA
• 01/2019 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 01/2019 → 07/2020
  Investacorp
  Miami, FL
• 07/2020 → 08/2021
  Securities America, Inc.
  Gig Harbor, WA
• 07/2020 → 08/2021
  Securities America Advisors, Inc.
  Gig Harbor, WA
• 08/2021 → Present
  Lpl Financial, Llc
  Gig Harbor, WA

Previous Registrations

• 2020-07-17 → 2021-08-02
  Securities America Advisors, Inc.
  Gig Harbor, WA
  Bellevue, WA
• 2019-01-02 → 2020-07-17
  Investacorp Advisory Services Inc
  Bellevue, WA
• 2007-05-01 → 2018-12-31
  Kms Financial Services, Inc.
  Seattle, WA
  Gig Harbor, WA
• 1997-09-10 → 2007-05-02
  Pruco Securities, Llc.
  Mercer Island, WA
  Bellevue, WA

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-26
• S63 Uniform Securities Agent State Law Examination
  1983-01-18

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Gregory R Freitag