Pauline Elkins Rosenstein

Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1993 → Present
  Lakeside Productions
  Falls Church, VA
• 09/2014 → Present
  Stonex Securities Inc.
  Annandale, VA
• 01/2015 → Present
  Stonex Advisors Inc.
  Annandale, VA

Previous Registrations

• 2006-01-06 → 2015-01-30
  Wrp Investments, Inc.
  Falls Church, VA
  Windsor Locks, CT
  Youngstown, OH
• 1994-04-12 → 2005-12-31
  Raymond James Financial Services, Inc.
  Falls Church, VA

Other Businesses

1)LAKESIDE PRODUCTIONS, 3416 WASHINGTON DR, FALLS CHURCH, VA 22041: LLC, NATURE OF BUS: PHOTOGRAPHY, TITLE: VICE PRESIDENT, TIME SPENT: 0 2)MASS MUTUAL LIFE INSURANCE CO, 1295 STATE STREET, SPRINGFIELD MA 01111: NATURE OF BUS: INSURANCE AGENCY, TITLE: AGENT, PERCENTAGE OF TIME SPENT: 0 3)REDSTONE FINANCIAL ADVISORS LLC 3416 WASHINGTON DR, FALLS CHURCH VA 22041: SOLE PROPRIETORSHIP, D/B/A NAME ONLY 4)Rotary International Rotary International Baileys Crossroads Club Baileys Crossroads, VA, USA Nature of Business - Service Club Not Investment Related Title/Position - Member Duties - none Start date - 05/01/2017 Approximately 8 hours on this OBA monthly with zero during market hours. 5) AAUW The American Associate of University Woman - 1310 L St NW Ste 1000 Washington DC 20005 Nature of Business - Advancing equity for women and girls Not Investment Related Position/Title - member Duties - none Start Date - 07/10/2017 Approximately two hours monthly on this OBA with zero during market hours. 6) Annandale United Methodist Church 6935 Columbia Pike, Annandale, VA 22003 Nature of business - Church Not Investment Related Position/Title - member Duties - None Start Date - 08/01/2018 Approximately 8 hours spent on this OBA monthly with zero during market hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-06
• S65 Uniform Investment Adviser Law Examination
  1990-10-04

Designations

• Certified Financial Planner

Other Names

• Polly Rosenstein
• Pauline E Francis
• Pauline Rosenstein
• Francis Rosenstein
• Pauline Elkins Francis
• Pauline Elkins Francis
• Pauline Dixon Elkins