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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-01 |
| VT | RA | APPROVED | 2018-06-01 |
Branch Locations
1233 Shelburne Rd #E3, South Burlington, VT 05403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flood Financial Services | Burlington | VT | 06/1982 | Present |
| Lincoln Financial Securities Corporation | South Burlington | VT | 07/2008 | 05/2018 |
| Lpl Financial, Llc | South Burlington | VT | 06/2018 | Present |
1. 06/01/2018 - FLOOD FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SOUTH BURLINGTON, VT 2. 06/01/2018 - NOTARY/ NOTARY/ 0%/ SOUTH BURLINGTON, VT 3. 06/01/2018 - SOARING HAWK, LLC/ REAL ESTATE RENTAL/ 0%/ 1233 SHELBURNE ROAD, SO BURLINGTON, VT 05403; ALL LEASED TO FLOOD FINANCIAL SERVICES 4. 06/01/2018 - FLOOD FINANCIAL SERVICES/ NON-VARIABLE INSURANCE/ 5%/ SOUTH BURLINGTON, VT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-08 |
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