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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-17
CA RA APPROVED 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2025-04-17
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Advisors, Llc Newport Beach CA 03/2002 Present
Beacon Pointe Wealth Advisors, Llc Newport Beach CA 07/2009 Present
Beacon Pointe Advisors, Llc Newport Beach CA 03/2002 08/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-05
S63 Uniform Securities Agent State Law Examination 1979-11-05
  • S65 Uniform Investment Adviser Law Examination
    1996-08-05
  • S63 Uniform Securities Agent State Law Examination
    1979-11-05

View on SEC IAPD

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