Melvin Fishman

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-03
TX	RA	APPROVED_RES	2017-05-26

NY RA
APPROVED

Since 2021-05-03
TX RA
APPROVED_RES

Since 2017-05-26

Branch Locations

Manhasset, NY • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	New York	NY	10/2010	Present
J.P. Morgan Securities Llc	New York	NY	10/2008	Present

10/2010 → Present

Jpmorgan Chase Bank, N.A.

New York, NY
10/2008 → Present

J.P. Morgan Securities Llc

New York, NY

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-03-18

S63 Uniform Securities Agent State Law Examination

1981-03-18

View on SEC IAPD