Frank Benner Falkenburg

Current Employers

Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2023-10-13
DC	RA	APPROVED	2022-09-01
UT	RA	APPROVED	2022-02-01
NC	RA	APPROVED	2022-01-31
PA	RA	APPROVED	2022-01-27
WI	RA	APPROVED	2022-01-04
IL	RA	APPROVED	2021-10-18
KY	RA	APPROVED	2021-10-14
OH	RA	APPROVED	2021-10-07
FL	RA	APPROVED	2008-05-29
GA	RA	APPROVED	2008-05-29
CA	RA	APPROVED	2006-01-10
AL	RA	APPROVED	1996-05-08
TX	RA	APPROVED_RES	1995-11-02

NM RA
APPROVED

Since 2023-10-13
DC RA
APPROVED

Since 2022-09-01
UT RA
APPROVED

Since 2022-02-01
NC RA
APPROVED

Since 2022-01-31
PA RA
APPROVED

Since 2022-01-27
WI RA
APPROVED

Since 2022-01-04
IL RA
APPROVED

Since 2021-10-18
KY RA
APPROVED

Since 2021-10-14
OH RA
APPROVED

Since 2021-10-07
FL RA
APPROVED

Since 2008-05-29
GA RA
APPROVED

Since 2008-05-29
CA RA
APPROVED

Since 2006-01-10
AL RA
APPROVED

Since 1996-05-08
TX RA
APPROVED_RES

Since 1995-11-02

Branch Locations

1927 1St Avenue North, Birmingham, AL 35203-0686 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Nbc Securities, Inc.	Birmingham	AL	09/1995	Present

09/1995 → Present

Nbc Securities, Inc.

Birmingham, AL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-10-08

S63 Uniform Securities Agent State Law Examination

1993-10-08

Other Names

Frank Benners Falkenburg

View on SEC IAPD

Current Employers

Lanark Financial, Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews