Nerine Carolyn Day

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2015-12-09
TX	RA	APPROVED_RES	2000-11-06

LA RA
APPROVED

Since 2015-12-09
TX RA
APPROVED_RES

Since 2000-11-06

Branch Locations

Alexandria, LA • United States

401 Edwards St, Shreveport, LA 71101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Alexandria	LA	11/2000	Present
Bank Of America, N.A.	Alexandria	LA	08/2011	Present

11/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alexandria, LA
08/2011 → Present

Bank Of America, N.A.

Alexandria, LA

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CLAUDE MARIE DUBUIS RELIGIOUS AND CHARITABLE TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOUSTON, TEXAS 77223 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 3/27/2013 NUMBER OF HOURS DEVOTED: 24 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 18 DUTIES: SUPPORT MISSIONS OF CONGREGATION OF SISTERS OF CHARITY OF INCARNATE WORD; DEVELOP FUNDING GUIDELINES FOR RELIGIOUS & CHARITABLE MISSIONS, REVIEW BUDGETS OF MISSIONS, ESTABLISH INVESTMENT POLICY, REVIEW & MONITOR INSTITUTIONAL PORTFOLIO MANAGERS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-06-26
S63	Uniform Securities Agent State Law Examination	1983-10-21

S65 Uniform Investment Adviser Law Examination

2001-06-26
S63 Uniform Securities Agent State Law Examination

1983-10-21

Other Names

Nerine Parliament Evenson
Nerine C Day
Nerine Carolyn Evenson

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