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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-10-04 |
| TX | RA | APPROVED | 2017-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St.CLoud | MN | 07/2014 | 10/2017 |
| Northwest Bank (Formerly: Northwest Savings Bank) | Erie | PA | 07/2014 | Present |
| Lpl Financial Llc | Erie | PA | 10/2017 | Present |
| Northwest Advisors, Inc. | Erie | PA | 02/2014 | 12/2018 |
1. 10/4/17- Brokers Service Marketing Group (BSMG)- Non-Variable Insurance/fixed annuities- Inv. Related- Providence, RI -start date 10/1/2017-25% 2. 2/11/2020 - Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/1/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 7/21/2020 - Integrated Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/11/2017 - 10 Hours Per Month During Securities Trading. 4. 5/12/2021 - Northwest Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 5/11/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Referring to bank partners.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-09-06 |
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