Charles Leon Evans

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  Prospera Financial Services
  Dallas, TX

Previous Registrations

• 2014-05-16 → 2014-08-06
  Wells Fargo Clearing Services, Llc
  Plano, TX
• 2002-08-30 → 2014-06-06
  Rbc Capital Markets, Llc
  Frisco, TX
  Plano, TX
• 1994-04-19 → 2002-09-06
  Morgan Stanley Dw Inc.
  Plano, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-03-14

Other Names

• Chuck Evans