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David Barton Estes

Robert W. Baird & Co. Incorporated

Louisville, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-12
IN RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2025-03-12
  • IN RA
    APPROVED
    Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Bloomington IN 02/1973 Present
Robert W. Baird & Co. Incorporated Bloomington IN 10/2019 Present
Previous Registrations
  • 1999-02-03 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Bloomington, IN
    Martinsville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1985-09-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1985-09-19

View on SEC IAPD

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