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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-28 |
| FL | RA | APPROVED | 2023-08-07 |
| VT | RA | APPROVED | 2009-06-01 |
Branch Locations
105 West View Road 5Th Floor, Colchester, VT 05446 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Colchester | VT | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. LAKE CHAMPLAIM INVESTMENT GROUP; BURLINGTON, VT; LIMITED PARTNER; REA; ESTATE PARTNERSHIP; NO TIME IS DEVOTED PER WEEK DURING TRADING AND NON TRADING HOURS**** *161013- Bellwood Plaza LLC; Investment related: Yes; Colchester,Vermont; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2013; During business hours: 0; After business hours: 5; Administrative, Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1982-11-29 |
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