Donna Dyke-bajaj

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-04-18

TX RA
APPROVED

Since 2005-04-18

Branch Locations

13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Dallas	TX	04/2005	Present

04/2005 → Present

Oppenheimer & Co. Inc.

Dallas, TX

Previous Registrations

2003-01-17 → 2005-04-18

Credit Suisse Securities (Usa) Llc

Dallas, TX
1983-08-23 → 2003-01-17

Pershing Llc

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-25
S63	Uniform Securities Agent State Law Examination	1980-02-26

S65 Uniform Investment Adviser Law Examination

2007-10-25
S63 Uniform Securities Agent State Law Examination

1980-02-26

Other Names

Donna Dyke Hall
Donna Elizabeth Cullinan
Donna K Cullinan
Donna Elizabeth Dyke
Donna Dyke
Donna Dyke

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews