James J Dyer

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-04-09
NV	RA	APPROVED	2015-07-29
ID	RA	APPROVED	2015-07-23
CA	RA	APPROVED	1997-07-08
TX	RA	APPROVED_RES	1997-02-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Walnut Creek	CA	09/1993	Present
Bank Of America, N.A.	Walnut Creek	CA	06/2011	Present

09/1993 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA
06/2011 → Present

Bank Of America, N.A.

Walnut Creek, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-16
S63	Uniform Securities Agent State Law Examination	1992-11-04

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