George Anthony Dunn

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-10-03
TX	RA	APPROVED_RES	2011-10-05
FL	RA	APPROVED	2011-09-30

MD RA
APPROVED

Since 2024-10-03
TX RA
APPROVED_RES

Since 2011-10-05
FL RA
APPROVED

Since 2011-09-30

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Ponte Vedra, FL • United States

7501 Wisconsin Ave, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ponte Vedra Beach	FL	09/2011	Present
Bank Of America,N.A.	Pointe Vedra Beach	FL	04/2012	Present

09/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ponte Vedra Beach, FL
04/2012 → Present

Bank Of America,N.A.

Pointe Vedra Beach, FL

Previous Registrations

2009-02-03 → 2011-09-29

Convergent Wealth Advisors, Llc

Potomac, MD
1994-01-21 → 2008-09-09

Citigroup Global Markets Inc.

Washington, DC

Washington, DC

Other Businesses

THE HOUSE DC INC, PO BOX 30958, WASHINGTON , DC 20030 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 10, HRS DURING TRADING - 3, DATE ACTIVITY BEGAN 04/03/2000, POSITION - ADVISORY BOARD MEMBER; A FAITH BASED ORGANIZATION HELPING INNER CITY YOUTH ON THEIR PATH TO ADULTHOOD. MY ROLE IS ON THE BOARD OF OVERSEERS AND IN ASSITING IN THE ANNULA GOLF TOURNAMENT. I*851342 For profit or not for profit: Entity Charitable Name of outside business organization: boys and girls club of north esast Florida Investment related: N Address of business: jacksonville, Florida, 32082 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 5/24/2022 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: , to advance underpriveledged youth thru my personal finanacial support and expertise to the organization.i will also assist in co chairing their annual golf tournament. I will not be solicitiing personal clients to support the annual event

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-13
S63	Uniform Securities Agent State Law Examination	1981-07-21

S65 Uniform Investment Adviser Law Examination

1994-04-13
S63 Uniform Securities Agent State Law Examination

1981-07-21

View on SEC IAPD