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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-11 |
Branch Locations
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Services Group Inc. | South Jordan | UT | 08/2016 | 03/2023 |
| Randstad | Charlotte | NC | 03/2024 | 04/2025 |
| Wells Fargo Clearing Services | Charlotte | NC | 04/2024 | Present |
| Unemployed | Salisbury | NC | 03/2023 | 03/2024 |
*497869 - Ethereum; Investment related No; Salisbury, NC; Digital Currency/Bitcoin; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 1; Reset the internet connection if it goes down. The Ethereum was sold in 11/2023; however, there are small pieces of other digital currency held in the digital wallet (AMP, CLV, FET, GRT, XLM). MONTGOMERY PROPERTY GROUP LLC ; INV RELATED; ROCKWELL, NC; AIRBNB;100% OWNERSHIP; START DATE: 04/23/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; | RIVOLI HOLDING GROUP LLC; INV RELATED; ROCKWELL, NC; LEGAL OWNER FOR A BIZ;100% OWNERSHIP; START DATE: 04/21/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-22 |
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