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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-19 |
| OK | RA | APPROVED | 1999-08-17 |
Branch Locations
2200 S Utica Place Suite 400, Tulsa, OK 74114 • United States
Tulsa, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Tulsa | OK | 12/1991 | Present |
| Mml Investors Services, Inc. | Tulsa | OK | 08/1992 | Present |
(1.) NAME: CATALYST FINANCIAL GROUP INV REL: Y ADD: 1425 E 41ST PL S TULSA OK 74105 NATURE: INSURANCE POSITION: AGENT START DATE: 10/12 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (2.) NAME: DREYER BROTHERS LLC INV REL: N ADD: 5201 W WASHINGTON CTR ROAD, FORT WAYNE, IN 46818 NATURE: CROP GROWING FARM POSITION: PART OWNER START DATE: 01/01/2022 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TELEPHONE CONSULTING AS NEEEDED (3) NAME: FINANCIAL SECURITY GROUP, INC INV REL: Y ADD:1425 E 41ST PL SOUTH TULSA OK 74105 NATURE: USED TO PAY OPERATING EXPENSES POSITION: PRESIDENT START DATE: 01/1/2020 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4 DUTIES: CEO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1980-07-25 |
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