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Employer firm

Vanderbilt Advisory Services CRD 116537

$2.11B regulatory AUM 64 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-08-29
  • CA RA
    APPROVED
    Since 2016-08-29

Branch Locations

Forest Hills, NY • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanderbilt Securities, Llc Woodbury NY 08/2016 Present
  • 08/2016 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-12
  • S63 Uniform Securities Agent State Law Examination
    1988-07-12

View on SEC IAPD

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