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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-07-26
VA RA APPROVED 2020-01-03
  • MA RA
    APPROVED
    Since 2023-07-26
  • VA RA
    APPROVED
    Since 2020-01-03

Branch Locations

1700 N Moore St., Ste. 1005, Arlington, VA 22209 • United States

1919 Pennsylvania Ave, Nw Suite 760, Washington, DC 20006 • United States

200 North Main St., West Blgd. Ste. 1203, East Longmeadow, MA 01028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2015 Present
Previous Registrations
  • 2012-03-13 → 2015-02-24
    Johnston Lemon Asset Management Inc
    Washington, DC
  • 2007-10-22 → 2011-12-31
    Johnston Lemon Asset Management Inc
    Washington, DC
  • 2003-05-30 → 2003-05-30
    Johnston Lemon Asset Management Inc
    Washington, DC
Other Businesses

1) PATRICIA H DRABICK, NOTARY, 5725 BARBMOR CT ALEXANDRIA VA, 10/2021, Notary, NIR, 0 HR/MO 0 HR/MO TRADING 2) THE LEMON GROUP, 1881 N NASH STREET UNIT 911 ARLINGTON VA, 10/2022, ADMIN, NIR, 60 HR/MO 0 HR/MO TRADING 3) LEMON ESTATE, ARLINGTON VA, 05/2024, CO-EXECUTOR, ADMINISTRATIVE, INV REL, 15 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-19
S63 Uniform Securities Agent State Law Examination 1993-05-14
  • S65 Uniform Investment Adviser Law Examination
    2007-10-19
  • S63 Uniform Securities Agent State Law Examination
    1993-05-14

View on SEC IAPD

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