Richard James Dipasquale

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2026-03-12
TX	RA	APPROVED_RES	2021-03-29

VA RA
APPROVED

Since 2026-03-12
TX RA
APPROVED_RES

Since 2021-03-29

Branch Locations

Smithfield, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Company	Smithfield	VA	10/1994	Present
Mml Investors Services	Smithfield	VA	10/1994	Present

10/1994 → Present

Massachusetts Mutual Life Insurance Company

Smithfield, VA
10/1994 → Present

Mml Investors Services

Smithfield, VA

Previous Registrations

1995-04-25 → 2002-12-10

Whipple & Associates, Inc.

Horsham, PA

Other Businesses

NAME:RICHARD DIPASQUALE INV REL: YES. ADDR: 210 PINECREST LANE, LANSDALE PA 19446. NATURE: OUTSIDE INSURANCE POSITION:SALES, AGENT. START DATE:09/2001. HRS/MO:2. HRS/MO DURING SEC TRADING:2. DESCRIBE DUTIES: LIFE, HEALTH.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-10-06

S63 Uniform Securities Agent State Law Examination

1992-10-06

Designations

Chartered Financial Consultant

View on SEC IAPD