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Current Employers
The Patriot Financial Group, Llc

55 West Street Suite 201, Walpole, MA 02081 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-05-04
MA RA APPROVED 2020-01-23
  • NH RA
    APPROVED
    Since 2025-05-04
  • MA RA
    APPROVED
    Since 2020-01-23

Branch Locations

47 Enterprise Drive, Windham, NH 03087 • United States

160 Main Street, Gloucester, MA 01930 • United States

143 High Street, Ipswich, MA 01938 • United States

55 West Street Suite 201, Walpole, MA 02081 • United States

1 Central Street, Middleton, MA 01949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Wilmington MA 07/2005 01/2020
Santander Securities, Llc Guaynabo PR 09/2012 01/2020
Securities America, Inc. Middleton MA 01/2020 12/2022
The Patriot Financial Group, Llc Walpole MA 01/2020 Present
Hayden Wealth Management Middleton MA 01/2020 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2022 07/2023
  • 07/2005 → 01/2020
    Santander Bank, Na
    Wilmington, MA
  • 09/2012 → 01/2020
    Guaynabo, PR
  • 01/2020 → 12/2022
    Securities America, Inc.
    Middleton, MA
  • 01/2020 → Present
    Walpole, MA
  • 01/2020 → Present
    Hayden Wealth Management
    Middleton, MA
  • 12/2022 → 07/2023
    Cetera Financial Specialists Llc
    Schaumburg, IL
Previous Registrations
  • 2012-10-17 → 2020-01-21
    Middleton, MA
    Salem, MA
    Peabody, MA
    Beverly, MA
    Wakefield, MA
    Plymouth, MA
    Lynnfield, MA
    Reading, MA
    Peabody, MA
    Wakefield, MA
    Worcester, MA
    Melrose, MA
    Framingham, MA
    Lexington, MA
    Lexington, MA
    Reading, MA
    Lexington, MA
    Boston, MA
  • 2012-01-17 → 2012-09-19
    Lynn, MA
    Wilmington, MA
    Wilmington, MA
    Middleton, MA
    Reading, MA
    Beverly, MA
    Peabody, MA
    Salem, MA
Other Businesses

1.HAYDEN WEALTH MANAGEMENT, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR ADVISORY BUSINESS, INVESTMENT ADVISER REPRESENTATIVE, FINANCIAL PLANNING, ASSET MANAGEMENT, 40H/WEEK, SINCE 01/2020. 2.DMI INSURANCE SERVICES, NOT INVESTMENT RELATED, HINGHAM, MA, SALES OF FIXED INSURANCE, 10H/WEEK, SINCE 01/2020. 3. Tri Town Council; Position Title: Board of Directors ; investment related: No; Location: 7 Grove Street Ste 202 Topsfield MA 01983 US; Start date with business: 2023-08-14; Description of the business: Tri-Town Council, established in 1968 and originally called the Tri-Town Council on Drugs, was organized by concerned citizens to address youth drug and alcohol abuse. While our service delivery model has adapted for changing times and needs, prevention and positive youth development continue to be foundational in our work. We work with thousands of youth, parents, educators and vested community members providing parent education, youth programs, professional development, prevention services, after-school enrichment and various types of family and community support.; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0; 4. Adjunct Faculty - College for Financial Planning; Investment related; 9000 E Nichols Ave #200 Centennial CO 80112; Description: CFP© education course delivery, serve as subject matter expert, deliver curriculum for exams and professional development; 2026-01-16; 0 Hours per month devoted to business during trading hours; 10 Hours per month devoted to business outside trading hours; 1 Percent of total yearly compensation expected to be derived from the business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-09
S63 Uniform Securities Agent State Law Examination 2006-08-10
  • S65 Uniform Investment Adviser Law Examination
    2012-01-09
  • S63 Uniform Securities Agent State Law Examination
    2006-08-10
Designations
Other Names
  • Alyson C. Gillis
  • Alyson Claire Gillis
  • Alyson Claire Basso

View on SEC IAPD

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